📄 Article 1: Purpose and Basis for Formulation

Given that money laundering activities pose a serious threat to the development of digital asset transactions, promote corruption, undermine social morality, damage users' legitimate rights and interests, disrupt the sound operation of digital asset trading platforms, and increase legal and operational risks, Huobi Exchange has formulated these guidelines in accordance with the "Huobi Exchange Anti-Money Laundering Rules," the "Client Agreement," the "Large-Value Transaction Management Measures," and other corporate regulations. The aim is to prevent money laundering and terrorist financing activities and to fully implement the relevant provisions of anti-money laundering and anti-terrorism financing laws and regulations.

📄 Article 2: Scope of Application

These guidelines apply to all users who engage in transactions on the Huobi Exchange platform. Users shall comply with the anti-money laundering and anti-terrorism financing laws of their respective countries or regions and implement the provisions of these guidelines within the scope of their local laws. If users’ countries or regions impose more stringent requirements, they must comply with those regulations.

📄 Article 3: Definition of Anti-Money Laundering and Counter-Terrorism Financing

Anti-money laundering (AML) and counter-terrorism financing (CTF) refer to taking relevant measures in accordance with applicable laws and Huobi Exchange’s AML regulations to prevent criminals from conducting transactions on the Huobi platform to conceal or disguise the origins and nature of illegal income and proceeds from crimes such as drug-related crimes, organized crimes, terrorist activities, smuggling, corruption and bribery, financial fraud, and crimes that disrupt financial management order.

📄 Article 4: Huobi’s Anti-Money Laundering Regulations

Huobi's AML regulations (including counter-terrorism financing, hereinafter the same) include the "Huobi Exchange Anti-Money Laundering Rules," the AML-related provisions in the "User Agreement," the "Large-Value Transaction Management Measures," and these guidelines. In case of any conflict between this guideline and other rules, this guideline shall prevail.

📄 Article 5: Basic Principles

Huobi Exchange’s AML and customer risk monitoring work shall be carried out according to the following principles:

Comprehensiveness: The platform will comprehensively consider various risk factors that may cause customers to be suspected of money laundering and adopt reasonable methods to monitor all customer risks.

Prudence: The platform will enhance its customer identification capabilities and carefully monitor customer risks based on a comprehensive understanding of each customer.

Continuity: The platform will continuously monitor customer risks and respond appropriately to actual situations.

Confidentiality: Customer identity information, transaction details, and risk level data will be kept strictly confidential and will not be disclosed to any unit or individual except as required by law or regulation.

Hierarchical Management: The platform will regularly review customer information based on risk level, applying stricter review standards to higher-risk customers than to lower-risk ones.

📄 Article 6: Submission of Personal User Documents

Personal users must provide the following information and materials in accordance with Huobi’s AML regulations:

Name;

Valid identification documents such as ID card, passport, or driver’s license;

Other information or documents as required by Huobi.

📄 Article 7: Submission of Institutional User Documents

Institutional users must provide the following information and materials in accordance with Huobi’s AML regulations:

Company name;

Registered office address;

Legal representative of the company;

Residential address of the legal representative;

Business license;

Copy of ID card or passport of the legal representative;

Other information or documents as required by Huobi.

📄 Article 8: User Document Review

Huobi Exchange will review and record user-submitted information in accordance with its customer identification system. If the platform has any doubts about the information provided, it reserves the right to verify the information with the relevant authorities or departments.

📄 Article 9: Monitoring of Low-Risk Users

Huobi will identify low-risk users in accordance with its AML regulations and reserves the right to adjust the risk level of such users as necessary.

📄 Article 10: Monitoring of High-Risk Users

Huobi will conduct a semi-annual review of high-risk users, update their basic identity information, and understand the sources and uses of their funds, as well as their economic or business situations.

📄 Article 11: User File Retention

Huobi will take necessary legal measures to retain user identity and transaction information. According to international common practices, user identity information must be kept for at least five years after the end of the business relationship, and transaction records must be kept for at least five years after the transaction is completed.

📄 Article 12: User Responsibilities

Huobi users should pay attention to the following:

It is prohibited to lend accounts to others;

It is prohibited to rent or lend identity documents;

It is prohibited to rent, lend, or disclose account, bank card, passbook, passwords, and other personal information;

Users should actively cooperate with Huobi in customer identification;

When transacting on the platform, users should choose secure and reliable third-party financial institutions for payments.

📄 Article 13: Reporting Suspicious Activities

If users discover that any account may be involved in money laundering or terrorist financing while transacting on the platform, they may report such activities to Huobi Exchange.

📄 Article 14: Interpretation of Guidelines

These guidelines are interpreted by Huobi Exchange.

📄 Article 15: Effective Date

These guidelines shall take effect from the date of their publication.